“Nathan Leopold is not the only boy who has read Nietzsche.” So said Clarence Darrow at the trial of Leopold and Loeb, the two University of Chicago law students who had murdered young Bobby Franks for no other reason than to prove that they were Nietzschean Supermen who could.
When I’m feeling mischievous, I think of using that line as an epigraph for an essay on Nietzsche and libertarianism. How many teenage boys, after all, have found their way into the free market via Nietzsche? None, one insider tells me; a lot, says another. My impression is that the latter is right, but good data is hard to come by.
Every ten years, Liberty Magazine polls its readers about their intellectual influences. The magazine draws up a list of candidates to vote on. Nietzsche is never on it. Even so, he gets written in each time by the readers. So much so that the editors have been forced to acknowledge on more than one occasion that should they put his name on the pre-approved list of possible influences he might draw more votes than some if not many of the others.
Ask any scholar about this connection between Nietzsche and libertarianism and she’ll tell you those teenage boys don’t know what they’re talking about. Nietzsche loathed capitalism almost as much as he loathed capitalists, whom he loathed almost as much as he loathed economists. Still I’ve wondered: Might there not be more than the misguided enthusiasm of adolescents connecting Nietzsche to the modern movement for free markets?
Today The Nation is publishing an essay by me—”Nietzsche’s Marginal Children“—that attempts to provide an answer. It’s long; I’ve been working on it for more than a year. But it’s my best guess as to what the connection might be.
As I make clear in the piece, it’s not a connection of influence: Though there’s been some claim that Friedrich von Wieser, who taught Ludwig von Mises and Friedrich von Hayek, was taken by Nietzsche—and though Schumpeter, who plays an interesting supporting role in this story, was influenced by Nietzsche and Nietzschean theorists of elite politics—the evidence for claims of direct influence are thin.
No, the connection between Nietzsche and the free-market movement is one of elective affinity, at the level of deep grammar rather than public policy. It will not be found at the surface of their arguments but in the lower registers: in the startling symmetry between Nietzschean and marginal theories of value; in the hostility to labor as the source or measure of value; in the insistence that morals be forged in a crucible of constraint; in the vision of an idle class of taste-makers creating new values and beliefs.
Along the way, “Nietzsche’s Marginal Children” makes a number of other claims.
First, ever since Walter Kaufmann, writers and readers have been convinced that Nietzsche is an apolitical or anti-political thinker. Four decades of postmodern and post-structural Nietzsches have done little to dislodge this belief; indeed, in a curious way, they have only amplified it. As this piece makes clear, I don’t think that position tells the whole story. The Nietzsche that emerges in this essay cares much about the fate of high culture, absolutely, but he’s also attuned to need for creating a polity or politics that might protect high culture from the masses, who’d been growing increasingly agitated over the labor or the social question, as it was variously called. (The fear and loathing of various working-class movements is a critical point of contact between Nietzsche and the economists who helped inspire libertarianism.) As Don Dombowsky has argued, if there is one consistent political position in Nietzsche’s thought, it is his hostility to socialism. Far from being a simple knee-jerk reaction or peripheral concern, Nietzsche’s antipathy to socialism was symptomatic of—and grew out of—a range of ideas about value, work, appearance, and caste that were central to his cultural and political vision.
Second, it’s long been noted that fin-de-siècle Vienna was a crucible of modernism in the arts and humanities as well as in politics, on the left and the right. The dying Habsburg Empire gave us Wittgenstein, Hitler, and Freud. But while there is now an academic cottage industry devoted to this notion, few have noted that fin-de-siècle Vienna also gave us the Austrian School of economics—Wieser, Böhm-Bawerk, Mises, Hayek, Schumpeter (ish), and more—and that the Austrian economists have as much a claim to the modernist inheritance as Schoenberg or Klimt. “Nietzsche’s Marginal Children” seeks to put the Austrians back in Vienna, where Nietzsche was a presiding influence, and to read them as contemporaries of fascism and Freud. If nothing else, I hope my reading of the Austrians restores them to their rightful place in the modernist pantheon, and reveals the philosophical range and cultural significance of the questions they were raising. For the economic questions the Austrians were raising were are also very much cultural and philosophical questions of the sort that Nietzsche and his successors wrestled with.
Third, speaking of the F word, we know that many fascist intellectuals read or were influenced by Nietzsche. And while my piece takes that connection as a given—which is not the same, it should be noted, as saying that the fascist interpretation of Nietzsche is the only or correct one or that all of Nietzsche’s roads lead to fascism; empirically, we know, that’s not the case—it seeks to parse a different connection. Where one road from Nietzsche (I’m speaking figuratively) led to the fascist notion that heroic or high politics could be recreated in the modern world, another led down a different path: to the notion that heroic or high politics could not (and perhaps should not) be recreated but that it could be sublimated in the free market. Fascism and the free market, in other words, offered two distinctive answers to the labor question Nietzsche so acutely diagnosed. And while one answer would have a remarkably short shelf life, the other, well, we’re still living it.
Which brings me to the final point. While the disparity between the free-wheeling philosophy of the market and the reality of coercive capitalism has long been known, the last four decades have sharpened it. Partly because of the rise of an aggressive defense of untrammeled markets in the name of liberty, partly because of the assault on the welfare state and social democracy. For some on the left, today’s disparity between libertarian theories of the market and the reality of capitalism proves that the idea of the free market is a simple ideological mystification. “Nietzsche’s Marginal Children” takes a different tack: it tries to show that the practice is built into the theory, that it is not elided there but embraced.
In writing this piece, I hope to begin—and this is really just the beginning of a long-term project on the political theory and cultural history of the free market—to make good on a promissory note in The Reactionary Mind, which is now available in paperback. There I briefly noted that the libertarian defense of the market—while often treated as a source of tension on the right because it conflicts with the conservative commitment to stability and tradition, virtue and glory—is in fact consistent with the right’s reactionary project of defending private hierarchies against democratic movements from below. But with the exception of a chapter on Ayn Rand, I didn’t really develop that argument. So I was often asked how Hayek and Mises and other libertarian thinkers fit in. Particularly since these thinkers seemed to voice a commitment to liberty that was out of synch with my portrait of the right’s commitment to domination and hierarchy, coercion and rule. So I’ve tried to show in “Nietzsche’s Marginal Children” what liberty means for the libertarian right, particularly for Hayek, and how consistent that vision is with a notion of aristocratic politics and rule.
I’m writing this post in Luxembourg, where I’m presenting at a conference in honor of European historian Arno Mayer. I’ve known Arno and his work since I was an undergraduate history major at Princeton. As I said in The Reactionary Mind, Arno (along with UCLA political scientist Karen Orren) was one of the two most important influences on my thinking about the right. And it was from Arno’s Persistence of the Old Regime that I first stumbled upon a way of thinking about Nietzscheanism as something more than the philosophy of and for apolitical aesthetes. So it’s fitting that I write this post here. For in Arno’s vision of an aristocracy that manages to persist long past its shelf date, in part through it capacity for reinvention, we see a glimpse of Nietzsche von Hayek and Mises von Nietzsche, the Leopold and Loeb of modern libertarianism.
Computation demands units. And there can be no unit of the subjective use-value of commodities. Marginal utility provides no unit of value….
In an exchange economy, the objective exchange value of commodities becomes the unit of calculation….We are able to take as the basis of calculation the valuation of all individuals participating in trade. The subjective valuation of one individual is not directly comparable with the subjective valuation of others. It only becomes so as an exchange value arising from the interplay of the subjective valuations of all who take part in buying and selling….Calculations based upon exchange values enable us to reduce values to a common unit. (98-99)
The power of judgment rests on a potential agreement with others, and the thinking process which is active in judging…finds itself always and primarily…in an anticipated communication with others with whom I know I must finally come to some agreement. From this potential agreement judgment derives its specific validity. This means, on the one hand, that such judgment liberate itself from the “subjective private conditions,” that is, from the idiosyncrasies which naturally determine the outlook of each individual in his privacy and are legitimate as long as they are only privately held opinions, but which are not fit to enter the market place, and lack all validity in the public realm. And this enlarged way of thinking, which as judgment knows how to transcend its own individual limitations, on the other hand, cannot function in strict isolation or solitude; it needs the presence of others “in whose place” it must think, whose perspectives it must take into consideration, and without whom it never has the opportunity to/operate at all….
…Common sense…discloses to us the nature of the world insofar as it is a common world; we owe to it the fact that our strictly private and “subjective” five senses and their sensory data can adjust themselves to a nonsubjective and “objective” world which we have in common and share with others. Judging is one, if not the most, important activity in which this sharing-the-world-with-others comes to pass.
…In aesthetic no less than in political judgments, a decision is made, and although this decision is always determined by a certain subjectivity, by the simple fact that each person occupies a place of his own from which he looks upon and judges the world, it also derives from the fact that the world itself is an objective datum, something common to all its inhabitants. The activity of taste decides how this world, independent of its utility and our vital interests in it, is to look and sound, what men will see and what they will hear in it. (220-222)
The validity of common sense grows out of the intercourse with people…The validity of such judgments would be neither objective and universal nor subjective, depending on personal whim, but intersubjective or representative. (141)
Culture and caste.—A higher culture can come into existence only when there are two different castes in society: that of the workers and that of the idle, of those capable of true leisure; or, expressed more vigorously: the caste compelled to work and the caste that works if it wants to….the caste of the idle is the more capable of suffering and suffers more, its enjoyment of existence is less, its task heavier. (§439)
…
My utopia.—In a better ordering of society the heavy work and exigencies of life will be apportioned to him who suffers least as a consequence of them, that is to say to the most insensible, and thus step by step up to him who is most sensitive to the most highly substantiated species of suffering and who therefore suffers even when life is alleviated to the greatest degree possible. (§462)
…
…the better, outwardly more favoured caste of society whose real task, the production of supreme cultural values, makes their inner life so much harder and more painful. (§480)
Whoever desires the regular income for which he sells his labor must devote his working hours to the immediate tasks which are determined for him by others. To do the bidding of others is for the employed the condition of achieving his purpose. (186)
…
[The worker] has little knowledge of the responsibilities of those who control resources and who must concern themselves constantly with new arrangements and combinations; he is little acquainted with the attitudes and modes of life which the need for decisions concerning the use of property and income produces….While, for the employed, work is largely a matter of fitting himself into a given framework during a certain number of hours, for the independent it is a question of shaping and reshaping a plan of life, of finding solutions for ever new problems. (188)
…
There can be little doubt, at any rate, that employment has become not only the actual but the preferred position of the majority of the population, who find that it gives them what they mainly want: an assured fixed income available for current expenditure, more or less automatic raises, and provision for old age. They are thus relieved of some of the responsibilities of economic life… (189)
…
The man of independent means is an even more important figure in a free society when he is not occupied with using his capital in the pursuit of material gain but uses it in the service of aims which bring no material return. It is more in the support of aims which the mechanism of the market cannot adequately take care of than in preserving that market that the man of independent means has his indispensable role to play in any civilized society. (190)
…
There must be, in other words, a tolerance for the existence of a group of idle rich—idle not in the sense that they do nothing useful but in the sense that their aims are not entirely governed by considerations of material gain. (193)
…
However important the independent owner of property may be for the economic order of a free society, his importance is perhaps even greater in the fields of thought and opinion, of tastes and beliefs. There is something seriously lacking in a society in which all the intellectual, moral, and artistic leaders belong to the employed class. (193)
For earlier iterations of Nietzsche von Hayek, Nietzsche and the Marginals, and my ongoing effort to see the world of neoclassical and Austrian economics through the lens of philosophy and political theory, see…
Utility is the capacity of a thing to serve for the satisfaction of human needs…Our needs, at any rate in part, at least as concerns their origins, depend upon our wills or on our habits. (119)
Need.—Need is considered the cause why something came to be; but in truth it is often merely an effect of what has come to be. (§205, p. 207)
For earlier posts on the connections between Nietzsche and marginalism, and the philosophical dimensions of economic things more generally, see this, this, this, this, this, this, and this.
Making use of petty dishonesty.—The power of the press resides in the fact that the individual who works for it feels very little sense of duty or obligation. Usually he expresses his opinion, but sometimes, in the service of his party or the policy of his country or in the service of himself, he does not express it. Such little lapses into dishonesty, or perhaps merely a dishonest reticence, are not hard for the individual to bear, but their consequences are extraordinary because these little lapses on the part of many are perpetrated simultaneously. Each of them says to himself: ‘In exchange for such slight services I shall have a better time of it; if I refuse such little acts of discretion I shall make myself impossible’. Because it seems almost a matter of indifference morally whether one writes one more line or fails to write it, perhaps moreover without one’s name being attached to it, anyone possessing money and influence can transform any opinion into public opinion. (Nietzsche, Human, All Too Human, § 447)
According to the prevailing folklore, our lives, our liberty, our pursuit of happiness are creatures of our diversity. This was a political elaboration on Adam Smith’s economic proposition that the pursuit of individual self- results in the public good. Or, as James Madison wrote in Federalist 51, a society “broken into so many part, interests and classes of citizens” was the best guarantee of civil and political rights.
This theory of countervailing powers had a pleasant symmetry. And yet, after HUAC arrived in Hollywood, it didn’t seem to work. Each element of the community indeed sought its own goals, worked for its own ends, fought for its own interests, yet the result was not a series of benign cancellations of evil….The clash of private interests resulted not in the public interest’s being served but in the blacklist.
…
The blacklist experience suggests that the old assumption that the public interest is composed of the sum of private interests just doesn’t work. We learn from our study of Hollywood’s guilds, trade associations, agents, lawyers, religious and civic organizations, and the industry itself that the utilitarian ethic, and the liberal individualism it presupposes, wasn’t good enough.When each organization operated in its own interest, the sum of private interests turned out not to equal the public interest. A flaw in the calculus of pluralism. Adam Smith doesn’t work in the marketplace of moral issues. (Victor Navasky, Naming Names, pp. 146, 423-424)
In his excellent book Nietzsche on Morality, which I highly recommend to everyone, Brian Leiter has one of those lovely little footnotes, which you so rarely find in academic scholarship, that clears up a confusion I’ve long had in my head.
Bittner (1994: 128) points out that, “The German word [ressentiment]…needs to be distinguished from the French word spelled and pronounced alike, which is also its source. The words need to be distinguished because they differ in sense…[B]oth ‘to resent’ in English and ‘ressentir‘ in French suggest a more straightforward annoyance, less of a grudge than the German word does.” Bittner’s point is confirmed by the fact that in the German, Nietzsche does not italicize “ressentiment” except for occasional emphasis: Nietzsche treats the word like any other German word. This, of course, is lost in the English, where most translators continue to use Nietzsche’s German word, thus italicizing it.
As I mentioned a few weeks back, I now have a Tumblr, where I post the short and sweet. Some themes seem to be emerging there, so I thought I might share them here. One has to do with Nietzsche, the other with all things Jewish (Israel, the Holocaust, etc.)
On Nietzsche, I’ve pursued my ongoing obsession with the relationship between his critique of value and the rise of marginal economics, particularly the Austrian School. One of my underlying questions is how does Nietzsche relate to libertarianism (beyond the fact that an inordinate number of adolescents seem to have cut their teeth on both topics simultaneously), a subject I’m writing about now and hope to be publishing in the near future. Here are some of my post:
On Jewishness, lately Israel has been on my mind. For obvious reasons. But I’ve also done a few posts on the Holocaust intellectuals, and mass culture.
Over at The American Conservative, political theorist Sam Goldman offers a thoughtful response to The Reactionary Mind. Among its many virtues, Goldman’s post manages to get my argument right. Aswe’veseen, that can be something of a challenge for some reviewers.
Goldman also agrees with me on some fundamentals. Conservatism, he says, is a reactionary ideology. It is a defense of hierarchy against emancipatory movements from below. It’s not a disposition or an attitude; it’s not a philosophy of liberty or even of limited government. (It supports the idea of limited government, Goldman says, but that’s a consequence, not a premise, of the theory.) It is first and foremost a coherent set of ideas about inequality that gets forged in the crucible of revolution.
Where some liberal and moderate writers react to my argument with all the rage of a blasphemed church—even though they’re not members—here we have one of our more serious right-wing journals calmly taking my claims in order and agreeing with a great many of them. Interesting.
But Goldman has two criticisms of my book. First, he doesn’t think I do justice to the conservative critique of revolution and defense of hierarchy. Goldman doesn’t claim that what I say about that critique is wrong (though that might be out of mere politeness on his part.) Instead, he says:
Robin is so eager to make the connection between past and present that he does not develop the classic [conservative] position in detail. A “consistent and profound argument” deserves careful analysis. In TheReactionary Mind, we get a few intriguing but not exactly dispositive quotes from Burke and his Francophone disciple Joseph de Maistre.
Goldman’s second criticism follows from his first. Because conservatism is, in his account, a critique of any politics that rests its claims to legitimacy on the need for consent—a politics, Goldman suggests, that includes not only revolutionary Jacobinism but also liberalism and contemporary conservatism—it has nothing to do with contemporary conservatism.
What does this backward-looking, theologically inflected ideology of hierarchy have to with the contemporary America conservative movement? The answer is: not much….Classical conservatism is essentially communitarian, and locates individuals in structures of obligation that are not derived from their choice or consent. The American conservative movement, on the other hand, appeals to many of same beliefs about natural freedom and equality that inspired the French Revolution.
I’ll confess to feeling slightly disoriented in reading that statement, coming on the heels of a two-week controversy over the right of women to sexual autonomy, in which the Catholic Church has played a not insignificant part. Goldman seems to think the center of gravity of the American conservative movement is to be found in Robert Nozick’s Anarchy, State, and Utopia—an error all too common among political theorists who don’t know much American or European history and don’t keep up with the facts on the right-wing ground. I’m not saying that’s true of Goldman—I suspect it’s not—but it’s definitely true of a great many political theorists. (Mark Lilla’s comments about the contemporary conservative movement in his review of my book, for example, were positively wince-inducing to anyone who’s read the historiography.) In any event, I’m confident I provide plentiful evidence in the book demonstrating the continuities between the classic and the contemporary position, so I won’t dwell on that part of Goldman’s article here.
Let me focus instead on Goldman’s characterization of the classic position, particularly the role of history in the arguments of Burke and the notion of sovereignty in the arguments of de Maistre. Goldman’s is an influential if standard account, for good reasons. So while much of this will seem like fairly rarified intellectual history, it’s important that we have this discussion because I fear that certain set pieces of academic political theory are preventing us from getting clear on the nature of the contemporary right.
Burke and History
Goldman’s account of Burke’s theory of history is, as I said, a fairly standard one, for good reasons, so it’s worth giving it some space here:
Burke’s answer was that the French Revolution was the consequence of an extraordinary new theory of society. According to this theory, which Burke attributed to the philosophers of the Enlightenment, human beings are naturally free and self-sufficient. Because each man is potentially a Crusoe, any relations between individuals are essentially voluntary.
The question, then, is whether the “chains” that bind one person to another reflect the will of every individual involved. If so, they are legitimate—a term that Jean-Jacques Rousseau was the first to transform from a principle of dynastic succession into the moral justification of rule as such. If not, they lack moral authority and may be rejected, potentially with violence. So, in Burke’s view, went the philosophical argument behind the revolution.
This reasoning was mistaken, Burke argued, not so much in its logical structure as in its first principle. In fact, human beings are born into networks of sympathy, obligation, and authority. These networks make us what we are, transforming unformed potential and dispositions into concrete identities. On this view, there is no Archimedean point from which the legitimacy of existing social relations can be assessed. As Maistre put it in a brilliant formulation, “In the course of my life, I have seen Frenchmen, Italians, Russians….But, as for Man, I declare that I have never met him in my life. If he exists, I certainly have no knowledge of him.”
If the social arrangements that characterize national communities are background conditions of humanity, they are not legitimatized by the consent of those who participate in them at any given time. Instead, they derive their authority from the way that they bind together past, present, and future in an enduring partnership. It follows that men and women of today have no right to dissolve the partnership in which they are involved merely because it seems inconvenient to them. Society, which always means a particular society, is an “entailed inheritance,” like a landed estate whose owner is legally prohibited from selling.
Now it’s certainly true that Burke puts a great store on the value of history and tradition. (Though it’s also true, as I show in my book and have arguedrepeatedly since its publication, that Burke can be positively scathing about the role of history and tradition—a point Goldman steers clear of in his piece. This becomes a bit problematic later in his article, when Goldman talks about the virtues that are acquired by those who are longstanding witnesses to power; for Burke, that kind of experience can be as much a curse as it is a blessing. Again, something I’ve already talked about at length, so I won’t dwell on it here.) But I think Goldman, like many interpreters of Burke, misses the point of what Burke says about history and tradition.
Goldman assimilates Burke to a standard communitarian position, which holds that our history, culture, and inheritance make us who we are. It’s a root theory of identity, in which the past and society more generally are the soil and seed of our personhood and agency, the condition of our possibility without which we would be stumbling in the dark, unable to find our way.
The problem with this claim is twofold. First, it’s not a particularly conservative claim. Nor did Burke, assuming he made it, originate it. As Sankar Muthu has argued, both Diderot and Kant were firm in the conviction that men and women were not the isolated monads of a stereotypical Enlightenment but “cultural agents.” That view—this is me now talking—had little bearing on their predilection or aversion to radical politics: Diderot was a key inspiration of the French Revolution, Kant a prominent defender. And as Alex Gourevitch noted in his critique of Lilla’s review of my book, one can find versions of that rootedness position throughout the liberal and radical tradition, from the nineteenth century onward; no necessarily conservative conclusions—at least not in the reactionary sense that Goldman agrees is essential to conservatism—follow from it. It simply doesn’t tell us very much that’s distinctive about conservatism.
More important, it misses what’s most interesting in Burke’s account of our historical being. To fully appreciate that account, one has to understand the kind of moral psychology Burke lays out much earlier in his career in his essay on The Sublime and the Beautiful. Forgive the very long quotation from my book, but it helps situate what I’m about to say about Burke’s view of history.
The Sublime and the Beautiful begins on a high note, with a discussion of curiosity, which Burke identifies as “the first and simplest emotion.” The curious race “from place to place to hunt out something new.” Their sights are fixed, their attention is rapt. Then the world turns gray. They begin to stumble across the same things, “with less and less of any agreeable effect.” Novelty diminishes: how much, really, is there new in the world? Curiosity “exhausts” itself. Enthusiasm and engagement give way to “loathing and weariness.” Burke moves on to pleasure and pain, which are supposed to transform the quest for novelty into experiences more sustaining and profound. But rather than a genuine additive to curiosity, pleasure offers more of the same: a moment’s enthusiasm, followed by dull malaise. “When it has run its career,” Burke says, pleasure “sets us down very nearly where it found us.” Any kind of pleasure “quickly satisfies; and when it is over, we relapse into indifference.” Quieter enjoyments, less intense than pleasure, are equally soporific. They generate complacency; we “give ourselves over to indolence and inaction.” Burke turns to imitation as another potential force of outward propulsion. Through imitation, we learn manners and mores, develop opinions, and are civilized. We bring ourselves to the world, and the world is brought to us. But imitation contains its own narcotic. Imitate others too much and we cease to better ourselves. We follow the person in front of us “and so on in an eternal circle.” In a world of imitators, “there never could be any improvement.” Such “men must remain as brutes do, the same at the end that they are at this day, and that they were in the beginning of the world.”
Curiosity leads to weariness, pleasure to indifference, enjoyment to torpor, and imitation to stagnation. So many doors of the psyche open onto this space of inertial gloom we might well conclude that it lurks not at the edge, but at the center of the human condition. Here, in this dark courtyard of the self, all action ceases, creating an ideal environment for “melancholy, dejection, despair, and self-murder.” Even love, the most outward of raptures, carries the self back to a state of internal dissolution. Suicide, it seems, is the inevitable fate awaiting anyone who takes pleasure in the world as it is.
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If the self is to survive and flourish it must be aroused by an experience more vital and bracing than pleasure or enjoyment. Pleasure and enjoyment act like beauty, “relaxing the solids of the whole system.” That system, however, must be made taut and tense. The mind must be quickened, the body exerted. Otherwise, the system will soften and atrophy, and ultimately die. What most arouses this heightened state of being is the confrontation with non-being. Life and health are pleasurable and enjoyable, and that is what is wrong with them: “they make no such impression” on the self because “we were not made to acquiesce in life and health.” Pain and danger, by contrast, are “emissaries” of death, the “king of terrors.” They are sources of the sublime, “the strongest”—most powerful, most affecting—“emotion which the mind is capable of feeling.” Pain and danger, in other words, are generative experiences of the self.
Pain and danger are generative because they have the contradictory effect of minimizing and maximizing our sense of self. When sensing pain or danger, our mind “is so entirely filled with its object, that it cannot entertain any other.” The “motions” of our soul “are suspended,” as harm and the fears it arouses “rush in upon the mind.” In the face of these fears, “the mind is hurried out of itself.” When we experience the sublime, we feel ourselves evacuated, overwhelmed by an external object of tremendous power and threat. Everything that gave us a sense of internal being and vitality ceases to exist. The external is all, we are nothing. God is a good example, and the ultimate expression, of the sublime: “Whilst we contemplate so vast an object, under the arm, as it were, of almighty power, and invested upon every side with omnipresence, we shrink into the minuteness of our own nature, and are, in a manner, annihilated before him.”
Paradoxically, we also feel our existence to an extent we never have felt it before. Seized by terror, our “attention” is roused and our “faculties” are “driven forward, as it were, on their guard.” We are pulled out of ourselves. We are cognizant of the immediate terrain and our presence upon it. Before, we barely noticed ourselves or our surroundings. Now we spill out of ourselves, inhabiting not only our bodies and minds but the space around us. We feel “a sort of swelling”—a sense that we are greater, our perimeter extends further—that “is extremely grateful to the human mind.” But this “swelling,” Burke reminds us, “is never more perceived, nor operates with more force, than when without danger we are conversant with terrible objects.”
In the face of the sublime, the self is annihilated, occupied, crushed, overwhelmed; in the face of the sublime, the self is heightened, aggrandized, magnified. Whether the self can truly occupy such opposing, almost irreconcilable, poles of experience at the same time—it is this contradiction, the oscillation between wild extremes, that generates a strong and strenuous sense of self. As Burke writes elsewhere, intense light resembles intense darkness not only because it blinds the eye and thus approximates darkness, but also because both are extremes. And extremes, particularly opposing extremes, are sublime because sublimity “in all things abhors mediocrity.” The extremity of opposing sensations, the savage swing from being to nothingness, makes for the most intense experience of self hood.
Burke, it should be clear from this discussion, has an extraordinarily subtle and supple theory of human nature, in which the experience of selfhood is especially fragile and fraught. If we now apply this account to what he has to say in the Reflectionsabout the relationship of the self to history, we find two critical points.
First, far from situating an integrated self in the warm and loamy soil of a nurturing history, Burke’s history is an altogether more enigmatic, impenetrable, and agitated affair. Listen to the old man:
Our political system is placed in a just correspondence and symmetry with the order of the world, and with the mode of existence decreed to a permanent body composed of transitory parts; wherein, by the disposition of a stupendous wisdom, moulding together the great mysterious incorporation of the human race, the whole, at one time, is never old, or middle-aged, or young, but in a condition of unchangeable constancy, moves on through the varied tenour of perpetual decay, fall, renovation, and progression. Thus, by preserving the method of nature in the conduct of the state, in what we improve we are never wholly new; in what we retain, we are never wholly obsolete.
History is permanence and flux, birth and decay. At each and every moment, we inhabit three modes of time: past, present, and future. The self is not simply situated in time; it is distended by time. The implication of that kind of temporality is that multiplicity and fragmentation—not integration or rootedness—are the essence of our experience. Flux and fluidity—those proverbial specters of postmodernity—haunt the Burkean self, making for the kind of sublimity that Burke believes is necessary to sustain the self in the face of its ever present and irrepressible drive toward death.
History, in short, is not the root of our identity, making us who we are; it’s the contradictory poles of our experience, forever pushing and pulling us in opposite directions. History is the extremity that threatens us with fragmentation and thereby makes it possible for us to feel, however fleetingly, the potential density and perimeter of our being.
Second, Burke sees in the past a great weight. But far from intimating some kind of plodding traditionalism or conventionalism, that weight is also suggestive of the sublime:
Always acting as if in the presence of canonized forefathers, the spirit of freedom, leading in itself to misrule and excess, is tempered with an awful gravity. The idea of a liberal descent inspires us with a sense of habitual native dignity, which prevents that upstart insolence almost inevitably adhering to and disgracing those who are first acquirers of any distinction. But this means our liberty becomes a noble freedom. It carries an imposing and majestic aspect. It has a pedigree, and illustrating ancestors. It has its bearings, and its ensigns armorial. It has its gallery of portraits; its monumental inscriptions; its records, evidences, and titles.
Notice that this is not a simple theory of history’s constraints. It’s not that history limits our freedom; it’s that that limit enlarges and magnifies our freedom. It gives it depth, majesty, grandeur, awe—“an awful gravity.” The weight of the past does not simply weigh down on the present; it gives weight to a present that would otherwise be weightless. Through that weight, the present—and the small selves of that present—acquires largeness, profundity, extent. (The backdrop of religious notions of awe should be obvious here; in fact, later in the Reflections Burke makes oblique allusion to the story of Noah and his sons, particularly Shem and Japheth, when he says that one “should approach to the faults of the state as to the wounds of father, with pious awe and trembling solicitude.”)
So what function is history serving for Burke? Rather than securing for us an identity, without which we would be at sea, history is the source of sublimity, of dissonant experience and agonistic passion, without which we would be dead. Not because history is the secure ground of everyday experience but because it subverts the secure ground of everyday experience. The real threat lurking beneath the revolutionary assault on history, to Burke’s mind, is not anarchy or disorder; it’s weightlessness, the—to be sure, avant la lettre—proverbial emptiness and existential nausea of modernity that later theorists like Tocqueville, Nietzsche, and Schmitt will lament. And while that sense of weightlessness is by no means exclusive to the right, the connections that Burke draws between it and the antinomian forces of egalitarian revolution is. (“This is one among the revolutions which have given splendour to obscurity,” Burke writes in the Reflections, “and distinction to undiscerned merit.” Revolution flattens the world by pressing its extremities of high and low together; inequality keeps them apart, endowing the world with texture and depth.)
It’s important that we not assimilate, as do Goldman and many others, Burke’s theory of history to an anodyne communitarian position in part because we will overlook the much more turbulent and novel theory that is being forged there, a theory that doesn’t look backward to the eighteenth century but forward, to the nineteenth and twentieth centuries. It’s also important because we’ll fail to see the ways in which Burke—and other “classic” conservatives—stand at the headwaters of what will become the raging torrent of the radical right, in Europe and the US. In Burke’s focus on constraint and overcoming, we see not only glimmers of the figures I mention in the previous paragraph but also, as I show in my book, glimmers of the economics of Ayn Rand and the jurisprudence of Antonin Scalia.
Maistre and Sovereignty
We can see this forward-looking dimension even more clearly in another “classic” conservative figure Goldman discusses: Joseph de Maistre. Here’s Goldman (again quoting him at length):
Yet the counterrevolutionaries were not simply authoritarians. Unlike Hobbes, to whom it was a matter of indifference who ruled so long as someone did so, Burke and his disciples were deeply concerned with the character of the wielders of power. This was not simply a matter of natural endowments, although the conservatives did observe reasonably enough that men are not born equal in strength, intelligence, or other capacities. Instead, the classical conservatives insisted that only certain persons are in a position to develop the skills and habits that fit them for rule, not for their personal enjoyment, but rather to secure the common good that is available only when men acknowledge the distinctions that God and nature have established.
…
The content of the relevant distinctions, however, is a point of difference between the conservative tradition as it developed in the English-speaking world and on the Continent. Although it was fundamentally anti-egalitarian, the former took its bearing from the ideal of the gentleman, who did not necessarily bear a title of nobility and was most at home on his rural estate. For Burke, the possession and care of landed property had a central role in cultivating the virtues necessary to rule others well. As the reference to an “entailed inheritance” suggests, Burke saw the management of an estate and its tenants as the basic model of harmonious social relations. On the other hand, those who earn their living from rapid exchange can hardly resist habits of short-term thinking, deference to the whims of customers, and the less than frank speech necessary to succeed in business.
Even a successful merchant, then, could not make himself into a gentleman. He might, however, hope to be successful enough that his grandsons would be. The assumption that social mobility is possible, although never frequent or easy, inclined English-style conservatism to the idea of a powerful but permeable aristocracy. Burke’s own rise from obscure man of letters to the ideologue of the establishment testifies to the plausibility of this assumption.
But “the spirit of the gentleman,” as Burke called it, did not exist in the same way on the Continent, partly because European titles passed to all of a nobleman’s sons rather than only to the eldest. In its place, Bonald, Maistre, and German counterparts like Friedrich Gentz deferred to the nobility of the sword. The natural rulers, as they saw them, were not a class of squires periodically refreshed by talented outsiders. They were the titled commanders of armies.
Continental conservatives generally acknowledged the necessity of a class of civil servants to administer the state. But they rejected the Aristotelian principle that participation in politics is an important component of virtue, in favor of a military monasticism that alienated the elite from the society that it was supposed to lead. Among the reasons that Burke’s conservatism supported his commitment to parliamentary government, by contrast, was that he saw politics as a fit occupation for a gentleman. Indeed, one of Burke’s central criticisms of the French Revolution is that its subversion of all civil authority made military dictatorship inevitable—an outcome for which he had no sympathy whatsoever.
Despite their disagreement about who the natural rulers were, Burke and his European counterparts agreed about how this rule was to be exercised. In both cases, power was to be constrained by the complex structure of relationships that make up a whole society. A father might be the authority in his own home, but he owed obedience to the local lord of the manor. The lord might rule his estate, but not in defiance of the king. And the king had to be prepared to account for himself before God for his stewardship of these relationships, which are not of his making or subject to his will.
Burke’s insistence that good government is always limited government is well known. But Maistre, who has the reputation of a crazed absolutist, insisted on the same principle. Elaborating his theory of sovereignty, Maistre explains that while sovereignty must, in certain senses, be absolute, it should never be arbitrary or exercised outside its proper sphere. Although the king’s will must not be challenged, “Religion, laws, customs, opinion, and class and corporate privileges restrain the sovereign and prevent him from abusing his power…”
The insistence that power be embedded in restraining traditions and institutions is the crucial distinction between classical conservatism and the fascism that would eventually replace it on the European right. Conservatism defends the authority of lords, of generals, of kings—but not of a “leader” who emerges from and rules over the disorganized mob.
I’ve already indicated, here and elsewhere, why I think this account of the virtues of the Burkean gentleman is at best incomplete. But when it comes to Maistre, it’s, well, not particularly Maistrean. In his St. Petersburg Dialogues, to cite only one example (I discuss Maistre’s Considerations on France in my book, so I won’t repeat that here), Maistre offers a chilling account of power and its exercise that looks very little like the picture Goldman paints here.
Maistre opens the Dialogues by saying, “God, wanting to govern men by men, at least exteriorly, has handed over to sovereigns the eminent prerogative of punishing crimes, and it is in this matter especially that they are his representatives.” To the casual reader, this sounds conventional enough: the sovereign is God’s anointed representative on earth. But Maistre’s focus on punishment—“and it is in this matter especially that they are his representatives”—strikes a discordant note. With the exception of Nietzsche and Foucault, possibly Bentham, no modern political theorist has ever placed so much emphasis on the potency and power of punishment. For Maistre, punishment is not the unfortunate sign of a fallen world, a sad concession to a corrupt reality; it’s an endlessly generative postulate with enormous creative potential.
Quoting from an English translation of the Indian “laws of Manu,” Maistre goes on to write:
Punishment is an active ruler; he is the true manager of public affairs; he is the dispenser of laws; and wise men call him the sponsor of all the four orders for the discharge of their several duties. Punishment governs all mankind; punishment alone preserves them; punishment wakes, while their guards are asleep….The whole race of men is kept in order by punishment.
Notice the subtle inversions and subversions. We’ve gone from the sovereign being God’s anointed on earth, especially in his capacity to punish, to punishment now being the “true manager of public affairs.” The significance of that shift will become clear momentarily, but for now it should alert us to the fact that this is hardly a standard account of sovereignty we’re seeing. Where punishment was first a capacity, albeit a critical one, of sovereignty, it is now sovereignty itself.
Also notice Maistre’s dig at conventional political authority: “punishment wakes, while their guards are asleep.” Who are these guards? What are they guarding? It’s not entirely clear, but what Maistre may be suggesting is that the customary protectors of men and women—kings and magistrates and constables—may not be up to the task. They are asleep (Maistre voices that suspicion, so common to the conservative tradition, that established elites and rulers are decadent and dissolute.) Punishment is the real protector.
But who or what is “punishment” if not the king and his agents? According to Maistre, it is a figure of a tremendously frightful and awful countenance: the executioner.
And yet all greatness, all power, all subordination rests on the executioner; he is both the horror and the bond of human association. Remove this incomprehensible agent from the world, and in a moment order gives way to chaos, thrones fall, and society disappears. God, who is the author of sovereignty, is therefore also the author of punishment.
Two things are going in this passage. First, Maistre has completely shifted the source of order and sovereignty: it’s not the king wielding punishment, it’s the punisher himself. The executioner is not the king’s agent; it’s the reverse, with the executioner now standing in direct relation to God. The world has been turned upside down, possibly reflecting Maistre’s own absorption of the Revolution’s democratic ethos. (As I argue in my book, conservatism often works by borrowing from the very revolution it opposes.)
Second, and even more suggestive, in claiming that violence is the source of order, Maistre registers the newly dynamic and turbulent world of democratic history—a revolutionary world, as I noted in my first book Fear: The History of Political Idea, where dynasties rose and fell within a matter of years, if not months—that Burke points to in his Reflections.
As the word suggests, violence hints at movement or change: there’s the physical fact that violence requires the movement of bodies acting upon other bodies; there’s also the fact that violence is used to engineer change—war, for example—or signifies that a change, a violation, has occurred and needs to be remedied—as is the case in punishment.
Kings rest their power on God, tradition, law: these are things of stability, if not permanence. To say that the violence of the executioner governs the world is to say that something more active, more dynamic, is necessary to maintain the world as it is. The very features that Goldman maintains are essential, in the conservative argument, to the long-term stability and security of a polity are, for Maistre (and for Burke, as I’ve argued elsewhere), its liabilities.
As Maistre proceeds to describe the executioner, these inversions of sovereignty become even clearer—and, oddly, more democratic. Or at least more plebeian. Who is this executioner? He is “in effect, found everywhere.” He’s a family man. He’s a professional: he cares about his job, he does it well, he likes to get paid. He’s an everyman; he eats, he sleeps. “He is made like us; he is born like us.”
And yet there’s something uncanny and extraordinary about him. He’s chosen this awful profession for reasons that no one can fathom (the fact that he’s chosen it also suggests that he is a creature of this new democratic world where men choose their professions.) He’s not only inscrutable; his very existence is sui generis: “For him to be brought into existence as a member of the human family a particular decree was required, a FIAT of creative power. He is created as a law on to himself.” Much like Schmitt’s later discussions of sovereignty in Political Theology (“Looked at normatively, the decision emanates from nothingness”), the executioner is the closest thing on earth to the Creation itself: the making of something from nothing.
And there is, finally, the grisliness of his chosen task, which Maistre does not shrink from describing:
An abject minister of justice knocks on his door to warn him that he is needed. He sets out. He arrives at a public square packed with a pressing and panting crowd. He is thrown a poisoner, a parricide, a blasphemer. He seizes him, stretches him out, ties him to a horizontal cross, and raises his arms. Then there is a horrible silence, there is no sound but the crack of bones breaking under the crossbar and the howls of the victim. He unties him and carries him to a wheel. The broken limbs are bound to the spokes, the head hangs down, the hair stands on end, and the mouth gaping like a furnace, occasionally emits a few bloody words begging for death. He has finished; his heart is pounding, but it is with joy. He congratulates himself. He says in his heart, No one can break men on the wheel better than I. He steps down; he holds out his bloodstained hand, and justice throws him from afar a few gold coins, which he carries away through a double row of men drawing back in horror. He sits down to table and eats; then he goes to bed and sleeps.
There’s are lot more of this kind of stuff in the St. Petersburg Dialogues—“the decree of violent death written on the very frontiers of life;” “there is no instant of time when some living thing is not being devoured by another”; tables piled with corpses, museums built out of bones; the kind of stuff that makes Adorno’s (really Brecht’s) observation that high culture is “built on dogshit” look mild by comparison—as well as in the Considerations. But you get the picture.
We are, in other words, far away from Goldman’s world of squires and generals, of limited government and restraint. Whether we are in the world of the Blitzkrieg and the Konzentrationslager, as Isaiah Berlin famously suggested, is another question.
What’s not in question is that this is not a world that the contemporary right would find entirely foreign. This valorization of violence as a creative force, as I show in my book, plays a critical role in neoconservative thought. The mixing of high and low, the transfiguration of patrician into plebeian and vice versa—this also plays a critical role in contemporary conservatism.
But more interesting to me is the figure of the executioner himself: this miraculous appearance from nowhere, inscrutable yet democratic, self-willed and self-created, this lowly, uncredentialed being upon whom kings depend and sovereignty hangs, that is sovereignty itself. As I’ve suggested in some interviews, the reason Sarah Palin is/was such a suggestive figure on the right is precisely that she reflects this romance of the extraordinary ordinary. Like the executioner—and Joan of Arc, who occupies such a central place in the French radical right—she comes from nowhere, acts for inscrutable reasons, is unlicensed and untutored, and yet, to her followers, is ready to assume command of the free world. Her lack of interest and preparation in political matters only seem to confirm, in the eyes of her admirers, her fitness to rule.
All in all, this is an extremely romantic view of power: turbulent, tormented, stormy. It has its own logic and integrity, but it also has tremendous potency as a political ideal. For it manages, in one single figure, to embody the central imperative of conservative politics: to provide a defense of hierarchical rule for a democratic age.